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Articles

Keyword-based patent citation prediction via information theory

ORCID Icon, &
Pages 821-841
Received 22 Mar 2018
Accepted 28 Aug 2018
Published online: 22 Oct 2018
 

ABSTRACT

Patent citation shows how a technology impacts other inventions, so the number of patent citations (backward citations) is used in many technology prediction studies. Current prediction methods use patent citations, but since it may take a long time till a patent is cited by other inventors, identifying impactful patents based on their citations is not an effective way. The prediction method offered in this article predicts patent citations based on the content of patents. In this research, Reconstructability Analysis (RA), which is based on information theory and graph theory, is applied to predict patent citations based on keywords extracted from the abstracts of selected patents. After applying three classes of RA (variable-based analysis without and with loops and state-based analysis), nine specific IV states of a predicting model are extracted. These states involve the four keywords of “chamber”, “hous”, “main”, and “return”. Lastly, the abstracts of the patents are examined to identify the technical subjects relevant to smart building technologies for which these keywords are proxies.

Disclosure statement

No potential conflict of interest was reported by the authors.

Additional information

Notes on contributors

Farshad Madani

Farshad Madani recently received his PhD in technology management from Portland State University, Portland, Oregon. He received his BSc and MSc in Industrial Engineering from Sharif University of Technology, Tehran, Iran. His current research includes technology intelligence, patent mining, and data mining. Farshad received the Dr Dryden memorial award for his excellent academic performance in spring 2017.

Martin Zwick

Martin Zwick was awarded his Ph.D. in Biophysics at MIT in 1968, and joined the Biophysics Department faculty of the University of Chicago in 1969. Initially working in crystallography and macromolecular structure, his interests shifted to systems theory and methodology, the field now known as the study of chaos, complexity, and complex adaptive systems. Since 1976 he has been teaching and doing research in the Systems Science Program at Portland State University. During the years 1984-1989 he was director of the program; in 2009, he was awarded the Branford Price Millar award for faculty excellence. His main research areas are information theoretic modeling, machine learning, theoretical biology, game theory, and systems theory and philosophy. Scientifically, his focus is on applying systems theory and methodology to the natural and social sciences, most recently to biomedical data analysis, the evolution of cooperation, and sustainability. Philosophically, his focus is on how systems ideas relate to classical and contemporary philosophy and how they can help us understand and address societal problems.

Tugrul Daim

Dr. Tugrul Daim is a Professor and Director of the Technology Management doctoral program at Portland State University. He is the Editor-in-Chief of International Journal of Innovation and Technology Management and North American Editor of Technological Forecasting and Social Change. He received his BS in Mechanical Engineering from Bogazici University in Turkey, MS in Mechanical Engineering from Lehigh University in Pennsylvania, MS in Engineering Management from Portland State University, and Ph.D. in Systems Science: Engineering Management from Portland State University in Portland Oregon.

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